Intermediary ensure persons Comply with Fit and Proper person criteria: SEBI [Read Circular]

The Securities and Exchange Board of India (SEBI) notified the Securities and Exchange Board of India (Intermediaries) (Third Amendment) Regulations, 2021 which seeks to amend the Securities and Exchange Board of India (Intermediaries) Regulations, 2008 wherein the Intermediary ensure persons  comply with fit and proper person criteria. The applicant or intermediary shall meet the criteria, […]
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